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Financial markets / Financial services / United States securities law / Investment / Investment Advisor / Broker-dealer / Financial adviser / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Finance / Business


AMERICAN BAR ASSOCIATION ASSOCIATION YEAR[removed]CHAIR Charles E. McCallum 900 Fifth Third Center
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Document Date: 2008-04-21 14:25:00

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File Size: 512,31 KB

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City

Boston / New York / Release No. / Tampa / No. / st. Louis / /

Company

Fannie Mae / Don S. DeAmicis Boston / Freddie Mac / Rule 202 / /

Currency

USD / /

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Event

Labor Issues / /

Facility

Fifth Third Center / /

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IndustryTerm

brokerage services / financial planning services / dual registrant / quotation systems / financial services / /

NaturalFeature

Polley Bloomfield Hills / /

Organization

Financial Planning Association / Securities Industry Association / Committee on Federal Regulation of Securities / U.S. Securities and Exchange Commission / NY COUNCIL / American Bar Association / Committee on Federal Regulation of Securities Drafting Committee K. Susan Grafton H. Hardy Callcott Andre E. Owens David Mishel Paul B. Uhlenhop / BOARD OF Don S. DeAmicis Boston / FINRA / LRN-RAND Center for Corporate Ethrcs / Law / and Governance / Congress / U.S. Court of Appeals / Board of Governors / ABA HOUSE OF DELEGATES Boss Ph~ladelph~a / /

Person

Christopher Cox / Paul B. Uhlenhop / Paul (Chip) L. Lion Ill Palo / Dixie L. Johnson / Myles V. Lynk Tempe / Stephanie A. Heller / Nancy M. Morris / Stanley Keller Boston / Karen I. Mathis Denver / K. Tom Washington / L. Johnson Washington / Martin E. Lybecker / Linda I.Rusch Spokane / Mary Ann Jorgenson Cleveland / Willard K. Tom / Kathleen J. Hopkins Seattle / Karol K. Sparks Chicago / K. Susan Grafton / Timothy M. Lupinacci Birmingham / Donald W. Glazer Newton / Andre E. Owens David Mishel Paul / M. Morris / Elizabeth S. Stong Brooklyn / Kathleen Casey / Mitchell L. Bach Philadelphia / Susan Dalv Chicago / Conrad G. Goodkind Milwaukee / Heidi M . Staudenmaier Phoenix / Paul Atltins / William B. Rosenberg Montreal / William H. Clark / Jr. / Charles E. McCallum / Steven W. Stone / /

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Position

Advisers Act Affecting Broker / harmonizing investment adviser / affiliated broker-dealer / the affiliated adviser / www.ababusinesslaw.org VICE-CHAIR / SECRETARY / financial planner / broker-dealer / Chairman / Commissioner / investment adviser / CO SECTION DIRECTOR / CHAIR / dealer / adviser / /

ProgrammingLanguage

FL / DC / /

ProvinceOrState

New York / Columbia Circuit / Florida / Massachusetts / /

URL

businesslaw8abanet.org / http /

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