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Comments of the American Bar Association on S7-26-04
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Document Date: 2004-09-27 16:43:01

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File Size: 55,83 KB

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City

Washington / D.C. / Chicago / /

Company

Regulation B / Quick & Reilly Inc. / /

Currency

USD / /

IndustryTerm

fiduciary services / bank regulators / federal bank regulations / bank customer / federal bank regulators / bank supervisors / substantial expenditures in software / customary banking products / trust services / bank / bank trust / fit existing banking concepts / unlicensed bank employees / bank employees / Bank regulations / bank personnel / /

Organization

Comptroller of the Currency / Committee on Federal Regulation / Committee on Banking Law / Committees / American Bar Association / Committee on Federal Regulation of Securities of the Section / Congress / American Bar Association’s House of Delegates / US Federal Reserve / Board of Governors / Federal Deposit Insurance Corporation / Securities and Exchange Commission / NASD / /

Person

John D. Hawke / Jonathan G. Katz / Clinton / Alan Greenspan / B. Jonathan G. Katz / /

Position

rendering trustee / President / broker / sub-administrator / registered broker-dealer / trustee / General / salesman / Secretary / supervisor / Commissioner / investment adviser / Connecticut Commissioner / registered representative / dealer / branch manager / /

ProvinceOrState

Illinois / Connecticut / /

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