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Financial system / Financial economics / Finance / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial Industry Regulatory Authority / Capital market / Uniform Combined State Law Exam / Uniform Securities Agent State Law Exam / United States securities law / Financial regulation / North American Securities Administrators Association


Microsoft Word - Securities.doc
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Document Date: 2014-09-04 16:24:16


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City

Washington / D.C. / Indianapolis / /

Company

Morgan Stanley Smith Barney / Relay Social Media LLC / Government Sponsored Enterprises / LitiNomics / Indiana Securities / /

Country

Puerto Rico / U.S. Virgin Islands / Canada / Mexico / /

Facility

University of Missouri-Kansas City School / /

IndustryTerm

provincial law / social media presents / retail investors / securities law professionals / social media policies / /

Organization

Subcommittee on Capital Markets / Council of Institutional Investors / North American Securities Administrators Association / office of the Indiana / New York Bureau / House Financial Services Committee / Indiana Securities Division / University of Missouri-Kansas City School of Law / Securities and Exchange Commission / Harvard Business School / FINRA / /

Person

Mitchell Bompey / William Black / Marc Minor / Chris Naylor / Scott Peterson / Robert Pozen / Peter Barnes / Thomas Selman / Jeff Mahoney / Connie Lawson / S. Congresswoman Maxine Waters / Lynn Turner / Heath Abshure / /

Position

Governor / executive director / Fox Business Network reporter / chief accountant / co-founder / Commissioner / associate professor of economics and law / executive vice president of regulatory policy / managing director / senior lecturer of business administration / Chair / featured speaker / general counsel / Secretary of State / Vice President and Arkansas Securities Commissioner / Chief / /

ProvinceOrState

District of Columbia / Indiana / California / /

URL

www.sos.in.gov / www.nasaa.org / /

SocialTag