Washington / D.C. / Indianapolis / Seattle / Chicago / /
Company
Investor NASAA / Regulation A / Approve Streamlined Review / Charles Schwab & Company / Small Business/Limited Offerings Project Group / NASAA / Tavakoli Structured Finance Inc. / Russ Iuculano As / /
Country
Puerto Rico / Canada / Mexico / U.S. Virgin Islands / /
Corporate Office / Supreme Court / Government Accountability Office / U.S. Securities and Exchange Commission / Administrators Association / FINRA / Judiciary Committee / FINRA’s National Adjudicatory Council / SEC’s office of the Investor / SEC Office / Securities and Exchange Commission / Exchange Commission / Congress / North American Securities Administrators Association / Montana Securities Department / /
Person
Janet M. Tavakoli / Casey Stengel / Anya Coverman / Rick A. Fleming / Joey Brady / Andrea Seidt / Valerie Mirko / Faith Anderson / Mary Jo White / Mike Canning / Bob Webster / Mike Rothman / Mike Liles / Chris Staley / Janet Tavakoli / Russ Iuculano / William Galvin / Rick Fleming / / /
Position
securities attorney / Executive Director / President / General / Leadership President / Secretary / President and Ohio Securities Commissioner / Advocate / Executive / Board member and Minnesota Commerce Commissioner / counsel / program coordinator / Deputy General Counsel / General Counsel / Deputy General / front Counsel for the Office / Commissioner / State Securities Attorney / Chair / President and Ohio Securities Advocate / NASAA Deputy General Counsel / /
Minnesota / Indiana / Washington / District of Columbia / Montana / Mississippi / Wyoming / Illinois / Nevada / North Carolina / Massachusetts / New Hampshire / /
NASAA Insight The Voice of State & Provincial Securities Regulation Spring 2014 NASAA to SEC: Revise Reg A Proposal The North American Securities Administrators