Las Vegas / Washington / D.C. / Washington / Washington / DC / /
Company
Enron / Clearing Corp. / Financial Industry Regulatory Authority / NASAA / WorldCom / U.S. Public Interest Research Group / Investor Deserves Protection North American Securities Administrators Association Inc. / onState / North American Securities Administrators Association Inc. / Your Partners / North Dakota Securities / /
Country
Puerto Rico / Canada / Mexico / United States / U.S. Virgin Islands / /
Event
Employment Change / Reorganization / Business Partnership / /
Facility
InterContinental Barclay Hotel / / /
IndustryTerm
acceptable solution / financial products / retail financial products / insurance agents / provincial law / state law / media activity / particular product / insurance products / finance / macro-level solution / insurance component / financial services / market-wide solutions / regulatory solution / investment products / healthcare costs / law enforcement / law enforcement professionals / commission products / local law enforcement / certifications law claims / retirement products / retail investors / retail clients / law enforcement officers / retail financial services / federal securities law / enforcement tools / law / training for law enforcement / /
Organization
Financial Planning Association / Duke University School of Law / NASAA Task Force on Senior Designations / Barbara Roper Consumer Federation of America / Senate Banking Committee / Senior Designations Task Force / House Committee on Financial Services / Senate / Task Force / Susan Agency / Court of Appeals / Court of Nevada / Treasury Department / Securities and Exchange Commission / theInSEC’s Division / Senate Subcommittee on Securities / Insurance / and Investment / state investigations center / Senate Special Committee / Current Authority of State Securities Administrators / Department of the Treasury / North American Securities Administrators Association / NASAA’s ARS Task Force / federal government / Conduct Business Regulatory Agency / SEC's office of the General / State Advisory Board / CRD/IARD Committee / /
Person
Reed Delivers / Barney Frank / Joe Borg / Kohl / Bryan Lantagne / Lawrence Summers / Clinton / Richard C. Breeden / Patty Struck / Christopher Dodd / Joey Brady / Melanie Lubin / Christopher Cox / Patricia / Jack Reed / Herb / Russ Iuculano / Rule Inside / Henry Paulson / Karen Tyler / Harvey J. Goldschmid / Jack Reed Chair / Lonnie Martin / / /
Position
invaluable counsel / Treasury Secretary / Executive Director / President / architect / broker / forward in investor protection / course Securities Commissioner for the State of Maryland / Secretary / Director deregulatory elements / securities administrator / overburdensome Executive Director / Acting Director / Administrator / Supreme Commissioner / Counsel / Approves Sweeping Senior Designation Model / Director of the Massachusetts Securities Division / individual broker / General Counsel / Senator / Model / Chairman / correspondent / Commissioner / Chair / analyst / adviser / President and North Dakota Securities Commissioner / NASAA Approves Sweeping Senior Designation Model / /
Product
Senior-Specific Certifications / /
ProvinceOrState
Virginia / Washington / Missouri / District of Columbia / California / Georgia / Texas / New Jersey / Maryland / Illinois / Nevada / Columbia Circuit / Florida / Massachusetts / New Hampshire / D.C. / /
NASAA Insight The Voice of State & Provincial Securities Regulation 2006 SpringFall, / 2008