the centennial anniversary of the first state securities law and the launch / /
City
Washington / D.C. / /
Company
IA SRO / NASAA Insight Page 3 IA SRO / Investment Adviser SRO / NASAA Past / Government Sponsored Enterprises / NASAA’s Corporation / HedgeMark International LLC / Pennsylvania Pennsylvania Securities / Pennsylvania Securities / Arkansas Securities / Texas Securities / SIFMA / Colorado Securities / Kansas Securities / North Carolina Deputy Securities / /
Continent
North America / /
Country
Puerto Rico / Canada / Mexico / U.S. Virgin Islands / /
Currency
USD / /
Facility
NASAA Public Policy Conference Washington Court Hotel / / /
IndustryTerm
financial products / state law / blue sky law / social networking / precious metal investments / insurance regulators / social networking advisory / search functionality / social / state securities law / insurance regulator / online investment schemes / real estate schemes / energy investments / /
NaturalFeature
Securities Regulation Fall / /
Organization
NASAA Corporate Office / House Subcommittee on Capital Markets / Consumer Federation of America / office of International Affairs / U.S. Securities and Exchange Commission / SEC’s office of Investor Education and Advocacy / Nebraska Bureau of Securities / FINRA / North American Securities Administrators Federal Legislation Committee / Subcommittee on Capital / Financial Services Committee / Investment Advisers Association / Securities and Exchange Commission’s Advisory Committee on Small and Emerging Companies / Banking and Finance Bureau of Securities / Department of Insurance / Congress / National Association of Insurance Commissioners / /
Person
David Massey / Spencer Bachus / Robert Lam / Philip Feigin / Ken Bentsen / Stephen Luparello / Heath Abshure / Benette Zivley / Jack Herstein / Aaron Jack / Barbara Roper / Steve Irwin / Steven Irwin / Fred Joseph / Preston DuFauchard / Denise Voigt Crawford / George Arnett / Doctrine / Dave Massey / Craig Goettsch / Russ Iuculano / Elizabeth Jacobs / Jean Lorrain / Neil Simon / Jack E. Herstein / / /
Position
Vice Chairman / Guard / Executive Director / president / Leadership President / Entrepreneur / state actor / State-Actor / member of the Board of Directors / treasurer and Corporation Finance Section chair / Director of Investor Protection / Administrator / Director of International Affairs for Quebec / Commissioner / chair / Securities Commissioner / Securities Director / Assistant Director of the Nebraska Department / Securities Bureau Securities Counsel / actor / Executive Vice President and General Counsel / con artist / Vice President for Government Relations / Chairman / Deputy Director / Commissioner / Commissioner and conference co-chair / Executive Vice President / chair / adviser / Texas Securities Commissioner / Colorado Securities Commissioner / chair of Finance / /
ProvinceOrState
Nebraska / Quebec / District of Columbia / Kansas / Pennsylvania / Arkansas / /
NASAA Insight The Voice of State & Provincial Securities Regulation Fall 2011 NASAA Voices Opposition to Investment Adviser SRO Irwin, chair of NASAA’s