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Winter[removed]NASAA Insight The Voice of State & Provincial Securities Regulation NASAA
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Document Date: 2014-08-21 21:50:49


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City

Washington / D.C. / Ronak Patel / /

Company

Prosper Marketplace Inc. / Enron / the Associated Press / The Washington Post / NASAA NASAA / Dow Jones / Citigroup / Crisis NASAA / Standards Inc. / Financial Protection Agency / Collapse NASAA / /

Country

Puerto Rico / Canada / Mexico / United States / U.S. Virgin Islands / /

Currency

USD / /

Event

Reorganization / Business Partnership / FDA Phase / /

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Holiday

New Year's Day / /

IndustryTerm

advisory services / financial products / religious groups / financial services / securities law / securities law violators / intelligent and comprehensive approach / /

Organization

Outstanding Service / National Association of Personal Financial / NASAA Corporate Office / Financial Planning Association / House of Representatives / Auction Rate Securities Task Force / Groups Urge Senate / Senate Banking Committee / Consumer Federation of America / Investment Adviser Association / Systemic Risk Council / NASAA E-mail Update Service / U.S. Securities and Exchange Commission / FINRA / Senate / SEC’s Investor Advisory Committee / National Press Club / US Federal Reserve / Inquiry Commission / NASAA Distinguished Service / NASAA’s Outstanding Team Service / Several / Congress / North American Securities Administrators Association / New York Securities Bureau / White House / federal government / IA AUM / Financial Crisis Inquiry Commission / NASAA’s Distinguished Service / Club Newsmakers Financial Protection Agency / Securities Bureau of the The / /

Person

Barney Frank / Angela Angelakos / Kevin Anselm / Obama / Bill Donahue / Cheryl Farson / Steve Cohen / Richard Shelby / Paul Kanjorski / Jerry Rome / Christopher Dodd / Pat Ahearn / Chris Dodd / Jim Nix / Judi Lahr / Gena Wilimitis / Denise Voigt Crawford / Russ Iuculano / Paul Volcker / Peter Dean / Democracy / Peter Cole / Nathan Soendker / Jennifer Monopoli / Andrew Roth / Dennis Moore / /

/

Position

Executive Director / President / State Investment Adviser / Leadership President / Financial Planner Board / state securities administrator / investment adviser / Advisers Chairman the Investment / President to Financial Crisis Investigators / visible and proactive advocate / Advisors / Manager / speaker / York Attorney General / funds and private Banking Chairman / President and Texas Securities Commissioner / Chairman / enforcement chief / analyst / adviser / NASAA President / NASAA President and Texas Securities Commissioner / /

Product

Board / /

ProvinceOrState

West Virginia / Alabama / New York / Connecticut / New Mexico / District of Columbia / California / Arizona / Texas / Kansas / NASAA Insight Page / Illinois / Oregon / Tennessee / Pennsylvania / Massachusetts / /

PublishedMedium

The Washington Post / /

Region

West Virginia / /

URL

www.nasaa.org / /

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