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Flnra Financial Industry Regulatory Authority September 30, 2014
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Document Date: 2014-09-30 15:34:55


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File Size: 2,68 MB

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City

Boca Raton / Washington / D.C. / Memphis / Charlotte / Richmond / Orlando / Jackson / Raleigh / Birmingham / Baltimore / New York / Jacksonville / Washington / DC / Norfolk / New Orleans / Atlanta / Nashville / Wilmington / Miami / Tampa / San Juan / /

Company

George H. Friedman Consulting / Stephens / Securities Arbitration Commentator Inc. / Financial Industry Regulatory Authority Inc. / /

Country

Puerto Rico / United States / Columbia / /

/

Event

Person Communication and Meetings / Reorganization / /

Facility

One Lioerty Plaza / One Liberty Plaza / Financial Services Institute / Investor Rights Clinic / One L1berty Plaza / /

IndustryTerm

real estate debt / law degree / retail investors / /

Movie

Mass / /

Organization

Pace Law School / Financial Services Institute / American Bar Association / American Arbitration Association / Task Force / American Association for Justice / Associate General Counsel / Securities Industry and Financial Markets Association / Securities and Exchange Commission / National Arbitration and Mediation Committee / Dispute Resolution Task Force / North American Securities Administrators Association / Public Investors Arbitration Bar Association / /

Person

Gross / Blossom Nicinski / Jason Doss / J. Burton LeBlanc / Richard A. Stephens / Philip M. Aidikoff / Walter N. Vernon / Glenn S. Gitomer / Andrea Seidt / David T. Bellaire / N. Vernon Ill / Berthel Fisher / Robert Getman / Friedman / Brent J. Fields / Margo A. Hassan / Elissa Germaine / Thomas Berthel / Kevin M. Carroll / Pace / Christopher Mass / Richard P. Ryder / Steven B. Caruso / Ryan K. Bakhtiari / Barry D. Estell / Gary N. Hardiman / /

/

Position

independent investment advisors / President / particular arbitrator / Secretary / advocate / Industry advocate / Assistant Chief Counsel / CEO / arbitrator / financial advisors / attorney / accountant / Managing Director / independent financial advisors / Chairperson / President / Investor protection / Non-Public Arbitrator and Public Arbitrator / non-public arbitrator / attorney / Executive Vice President & General Counsel / public arbitrator / Commissioner / chair / Supervising Attorney / and Jill I / judge / Director / Investor Rights Clinic / /

ProvinceOrState

Virginia / Alabama / Louisiana / Mississippi / Georgia / Texas / Maryland / Tennessee / Delaware / Florida / North Carolina / /

PublishedMedium

the Task Force review / /

URL

www.finra.org / www.finra / /

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