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Financial regulation / Arbitral tribunal / Arbitration / U.S. Securities and Exchange Commission / Securities Exchange Act / Mediation / Government / Arbitration in the United States / United States securities law / Law / Financial Industry Regulatory Authority


INVE STOR ADVOCACY CLINIC Mailing Address: P.O. Box 4037 At lanta, GA[removed]In Person:
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Document Date: 2014-11-07 09:04:35

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File Size: 1,42 MB

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City

Atlanta / /

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Facility

Georgia State University College of Law's Investor Advocacy Clinic / Investor Rights Clinic / /

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IndustryTerm

Web law.gsu .edu / investment products / /

Organization

Georgia State University College of Law / Norman / SR FINRA / Pace Law School / Public Investors Arbitration Bar Association / Securities and Exchange Commission / FINRA / /

Person

Ryan Corbin / Georgia Bar / Philip M. Aifikoff / Brent J. Fields / Ryan K. Bakhtiari / Elissa Germaine / Chantal Francois / Jason Doss / Robert A. Uhl / Elizabeth M. Murphy / /

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Position

Securities Arbitration Commentator / arbitrator / Professor / President / broker / non-public arbitrator and public arbitrator / Secretary / non-public arbitrator / /

ProvinceOrState

Oklahoma / Georgia / /

Technology

http / pdf / /

URL

www.sec.gov/comments/sr-finra-20 / www.sec.go / /

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