Arca

Results: 1576



#Item
281Securities Exchange Act / New York Stock Exchange / Financial economics / Investment / Economy of the United States / Stock market / United States Securities and Exchange Commission / Order

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 3, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Additional Order

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Source URL: www.sec.gov

Language: English - Date: 2015-03-04 07:49:25
282Investment / Finance / United States Securities and Exchange Commission / Short selling / Securities Exchange Act / Market maker / New York Stock Exchange / U.S. Securities and Exchange Commission / NASDAQ / Financial markets / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed] ; File No. SR-NYSEArca[removed]March 12, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-12 17:44:10
283Finance / Financial markets / Exchange-traded fund / Funds / International Securities Exchange / NYSE Euronext / NASDAQ / NYSE Arca / New York Stock Exchange / Financial economics / Investment / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]March 13, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change to Ame

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Source URL: www.sec.gov

Language: English - Date: 2015-03-13 17:58:54
284Stock market / Exchange-traded fund / Funds / Nuveen Investments / Security / Stock market index / Futures contract / NYSE Arca / Asset-backed security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 4, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYS

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 10:15:07
285U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / International Securities Exchange / Chicago Stock Exchange / Chicago Board Options Exchange / OMX / NYSE Arca / Direct Edge / Economy of the United States / Self-regulatory organizations / NYSE Euronext

SROs Select Short List Bids for the Consolidated Audit Trail JULY 1, 2014 – The national securities exchanges and FINRA (collectively, the self-regulatory organizations, or SROs) have selected six bids from the list of

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Source URL: www.miaxoptions.com

Language: English - Date: 2014-07-02 09:10:07
286Investment / International Securities Exchange / Chicago Board Options Exchange / NASDAQ / NYSE Arca / Philadelphia Stock Exchange / Futures contract / Pacific Exchange / Option / Financial economics / Economy of the United States / Self-regulatory organizations

FOR IMMEDIATE RELEASE THE MIAX OPTIONS EXCHANGE JOINS THE OPTIONS INDUSTRY COUNCIL CHICAGO (February 11, 2013) – The MIAX Options Exchange (MIAX) has become a member of The Options Industry Council (OIC). MIAX joins O

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Source URL: www.miaxoptions.com

Language: English - Date: 2015-03-04 17:07:51
287Finance / Stock market / Regulation NMS / United States Securities and Exchange Commission / Straddle / Order / Options strategies / Financial economics / Options / Investment

20 of 20 Exhibit 5 Additions underlined Deletions [bracketed] Rules of the NYSE Arca, Inc. *****

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:12:17
288United States Securities and Exchange Commission / 73rd United States Congress / United States / Financial economics / Chicago Stock Exchange / Securities Exchange Act / Consolidated Tape Association / Regulation NMS / NASDAQ / Self-regulatory organizations / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]March 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change S

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:52:51
289Funds / Financial services / Collective investment schemes / Stock market / Exchange-traded fund / Money market fund / Mutual fund / Asset-backed security / Security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 20, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the L

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Source URL: www.sec.gov

Language: English - Date: 2015-02-23 10:23:08
290Financial system / United States securities law / Financial regulation / Short selling / 73rd United States Congress / Regulation NMS / Betting in poker / Straddle / Short / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 08:12:13
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