Arca

Results: 1576



#Item
291Financial services / Exchange-traded fund / Collective investment scheme / Mutual fund / Investment Advisers Act / Financial adviser / Real estate investment trust / Net asset value / Advisorshares / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment

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Source URL: www.sec.gov

Language: English - Date: 2015-02-17 09:57:17
292Finance / United States securities law / Self-regulatory organizations / American depositary receipt / NYSE Arca / Advisorshares / Exchange-traded fund / Securities Exchange Act / Security / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-02-13 14:49:58
293Economy of the United States / NYSE Arca / Pacific Exchange / New York Stock Exchange

16 of 16 EXHIBIT 5 New text is underlined; Deleted text is in [brackets] NYSE Arca Options Fees and Charges Effective Date: [December 1, 2014]February 17, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-02-26 13:28:40
29473rd United States Congress / United States securities law / Finance / Securities Exchange Act / Exchange-traded fund / NYSE Arca / U.S. Securities and Exchange Commission / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proc

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 07:54:53
295Funds / Financial markets / Financial services / Institutional investors / Exchange-traded fund / Chicago Board Options Exchange / Futures contract / S&P 500 / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 18, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and T

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Source URL: www.sec.gov

Language: English - Date: 2015-02-19 07:08:21
296Exchange-traded fund / Self-regulatory organizations / NYSE Euronext / International Securities Exchange / NYSE Arca / Pacific Exchange / New York Stock Exchange / ETF Securities / Chicago Board Options Exchange / Financial economics / Investment / Funds

Elizabeth King Secretary & General Counsel New York Stock Exchange 11 Wall Street New York, NY[removed]T +1

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 10:29:34
297NYSE Arca / U.S. Securities and Exchange Commission / NASDAQ / Securities Exchange Act / Schedule TO / Self-regulatory organization / Economy of the United States / United States / Financial system / United States Securities and Exchange Commission / United States securities law / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 27, 2015

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Language: English - Date: 2015-02-27 14:14:03
298Market data / Self-regulatory organizations / Financial markets / NYSE Arca / Access network

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]February 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 10:48:09
299Subpoena duces tecum / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Securities Exchange Act / Motion to quash / NYSE Arca / NASDAQ / Securities and Exchange Commission / Subpoena / Financial economics / Investment / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 3, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-02-03 12:01:00
300Network access / Access network

27 of 30 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 10:48:09
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