Arca

Results: 1576



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361UBSFS Final SEC Rule 606 Q3 2014 Stat Worksheet.xls

UBSFS Final SEC Rule 606 Q3 2014 Stat Worksheet.xls

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Source URL: www.static-ubs.com

Language: English
362UBSFS Final SEC Rule 606 Q1 2014 Stat Worksheet.xls

UBSFS Final SEC Rule 606 Q1 2014 Stat Worksheet.xls

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363UBSFS Final SEC Rule 606 Q4 2014 Stat Worksheet.xls

UBSFS Final SEC Rule 606 Q4 2014 Stat Worksheet.xls

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364SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 29, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equitie

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 29, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equitie

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Source URL: www.sec.gov

Language: English - Date: 2015-01-30 07:06:39
365EXHIBIT 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE Arca Equities, Inc. Rule 5 Listings

EXHIBIT 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE Arca Equities, Inc. Rule 5 Listings

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Language: English - Date: 2015-01-30 07:06:39
366SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 26, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Prop

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 26, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Prop

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Language: English - Date: 2015-01-27 08:59:51
367SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 23, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 23, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Language: English - Date: 2015-01-26 09:22:59
368SR-EDGA[removed]Exhibit 5 Page 21 of 27 Exhibit 5 Additions are underlined; deletions are [bracketed]. EDGA Exchange, Inc. Fee Schedule – Effective January 16, 2015

SR-EDGA[removed]Exhibit 5 Page 21 of 27 Exhibit 5 Additions are underlined; deletions are [bracketed]. EDGA Exchange, Inc. Fee Schedule – Effective January 16, 2015

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Language: English - Date: 2015-01-29 09:54:54
369SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 23, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Es

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 23, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Es

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Language: English - Date: 2015-01-26 09:21:03
370SR-EDGX[removed]Exhibit 5 Page 23 of 31 Exhibit 5 Additions are underlined; deletions are [bracketed]. EDGX Exchange, Inc. Fee Schedule – Effective January 16, 2015

SR-EDGX[removed]Exhibit 5 Page 23 of 31 Exhibit 5 Additions are underlined; deletions are [bracketed]. EDGX Exchange, Inc. Fee Schedule – Effective January 16, 2015

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Language: English - Date: 2015-01-29 09:57:02