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#	Item
431	37 of 37 Exhibit 5 Additions underlined. Deletions [bracketed]. NYSE Amex Options Proprietary Market Data Fees As of [September]November 1, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:55:28 Market data Economics Financial markets NYSE Arca New York Stock Exchange
432	October 28, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed]Attention: Brent J. Fields, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 11:18:19 Investment Financial markets Bonds Securities Securities Industry and Financial Markets Association NASDAQ OMX Direct Edge NYSE Arca Financial economics Self-regulatory organizations Economy of the United States
433	Sudhlr Bhattacharyya Vice President New York Stock Excilange 11 Wail Street New York, NY[removed]T +1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 14:11:57 73rd United States Congress United States Securities and Exchange Commission Financial regulation Securities Exchange Act NYSE Arca Business New York Stock Exchange United States Self-regulatory organization NYSE Euronext United States securities law Economy of the United States
434	Martha Redding Chler Counsel Assistant Corporate Secretary NYSE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-18 12:02:15 Financial markets Funds Stock market Exchange-traded fund NYSE Euronext NYSE Arca Futures contract Arbitrage Depository Trust & Clearing Corporation Financial economics Finance Investment
435	16 of 17 Exhibit 5 Additions underlined Deletions [bracketed]. NYSE Arca Equities Rules *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 08:19:45** Investment Financial markets Finance Order Marketing Pricing Uptick rule Short Stock market Business Financial economics
436	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 29, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:30:53 Investment Financial services Business NYSE Arca Finance Dark liquidity Order Securities Exchange Act New York Stock Exchange Stock market Financial economics Financial markets
437	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 24, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change to Adopt NYSE Arca Equiti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 13:09:54 Financial services Funds Collective investment schemes Financial markets Exchange-traded fund Mutual fund NYSE Euronext Arbitrage Futures contract Financial economics Investment Finance
438	SR-BYX[removed]Exhibit 5 Page 30 of 31 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:30:53 NYSE Arca Finance Financial system Financial services Dark liquidity Order Direct Edge Beta Upsilon Chi Market liquidity Financial markets Financial economics Stock market
439	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]November 18, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 08:24:42 Financial economics Finance Financial markets 73rd United States Congress Securities Exchange Act NYSE Arca New York Stock Exchange U.S. Securities and Exchange Commission Short United States securities law United States Securities and Exchange Commission Business
440	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 7, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 09:49:14 Business Stock market Futures contract NYSE Arca Day trading Euronext New York Stock Exchange Securities Exchange Act Commodity Futures Trading Commission Financial economics Investment NYSE Euronext

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