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#	Item
451	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 6, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 12:07:36 Investment Stock market Finance Options Clearing Corporation Philadelphia Stock Exchange NYSE Arca Short Boston Stock Exchange Rebate Financial economics Business Financial markets
452	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]October 28, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 08:19:44 United States Securities and Exchange Commission Investment 73rd United States Congress Finance Short selling Uptick rule Short Securities Exchange Act Securities Act United States securities law Stock market Financial economics
453	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]November 5, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 11:13:29 Business 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law New York Stock Exchange Short Financial economics Financial markets Finance
454	Sudhlr Bhattacharyya Vice President New York Stock Exchange 11 Wall Street New York, NV 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 14:15:06 73rd United States Congress United States Securities and Exchange Commission Financial regulation Securities Exchange Act Business NYSE Arca New York Stock Exchange United States Self-regulatory organization NYSE Euronext United States securities law Economy of the United States
455	SR-BATS[removed]Exhibit 5 Page 28 of 29 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:30:35 Investment NYSE Arca Financial services Business Dark liquidity Order New York Stock Exchange Finance Electronic communication network Stock market Financial markets Financial economics
456	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 30, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 10:12:33 Economy of the United States Finance Stock market Philadelphia Stock Exchange Options Clearing Corporation Short NYSE Arca NASDAQ Algorithmic trading Financial economics Business Financial markets
457	L:hange rule filings FILINGSSeptember Fee Filingtember 2014BYX[removed]xfdl Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-08-29 13:46:04 Securities Exchange Act Stock market NYSE Arca New York Stock Exchange Financial regulation Financial economics Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization United States securities law United States Securities and Exchange Commission 73rd United States Congress
458	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 06:37:49 Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Incentive NYSE Arca United States Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission
459	Microsoft Word - EDGA Fee Schedule - November 2014.docx Add to Reading List Source URL: www.directedge.com Language: English - Date: 2014-12-01 09:30:01 Investment NYSE Arca Direct Edge Market liquidity Order Finance Financial markets Stock market Financial economics
460	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]December 8, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-09 10:57:33 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance SEC filing Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission

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