Arca - PDFSEARCH.IO - Document Search Engine

Arca
Results: 1576

#	Item
541	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]October 9, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-10 08:02:37 Investment Order NYSE Arca Market maker Securities Exchange Act International Securities Exchange Finance Stock market Financial markets Financial economics
542	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]September 9, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:26:40 Financial economics Economy of the United States New York Stock Exchange Financial system NYSE Arca Consolidated Quotation System Securities Exchange Act U.S. Securities and Exchange Commission Consolidated Tape Association Self-regulatory organizations Financial markets United States Securities and Exchange Commission
543	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 2, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-03 08:09:37 Investment Stock market Business New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Market maker NYSE Euronext Financial markets Financial economics NYSE Arca
544	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 26, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-29 08:21:44 Financial markets Finance United States Securities and Exchange Commission Direct Edge Mathematical finance Order Securities Exchange Act New York Stock Exchange NYSE Arca Financial economics Investment Stock market
545	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:27:34 Financial economics Consolidated Quotation System New York Stock Exchange Economy of the United States NYSE Arca Securities Exchange Act U.S. Securities and Exchange Commission Investment Consolidated Tape Association Self-regulatory organizations Financial markets United States Securities and Exchange Commission
546	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 18, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-19 09:13:36 Financial services Exchange-traded funds Collective investment schemes Mutual fund Advisorshares Closed-end fund State Street Global Advisors Investment Advisor Stock market index Financial economics Investment Funds
547	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 30, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 08:28:34 Finance Financial markets National best bid and offer United States Securities and Exchange Commission Order New York Stock Exchange Securities Exchange Act Futures contract Auction Stock market Financial economics Investment
548	23 of 24 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE Arca Equities, Inc. Rule[removed]Orders and Modifiers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 11:39:38 New York Stock Exchange Stock market Order Regulation NMS
549	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 9, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:30:21 Financial economics Economy of the United States New York Stock Exchange Financial system Consolidated Quotation System Securities Exchange Act NYSE Arca U.S. Securities and Exchange Commission Consolidated Tape Association Self-regulatory organizations Financial markets United States Securities and Exchange Commission
550	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]September 19, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 07:35:15 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act New York Stock Exchange NYSE Arca U.S. Securities and Exchange Commission United States Euronext IntercontinentalExchange NYSE Euronext United States securities law Economy of the United States