Arca

Results: 1576



#Item
561Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Closed-end fund / Money market fund / Futures contract / Securities market / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares o

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Source URL: www.sec.gov

Language: English - Date: 2014-09-12 09:11:23
562Self-regulatory organizations / Financial economics / Investment / New York Stock Exchange / NYSE Arca / NYSE Euronext / Market maker / Order / Pacific Exchange / Economy of the United States / Financial markets / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 1, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Am

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Source URL: www.sec.gov

Language: English - Date: 2014-10-01 17:13:20
563United States securities law / Economy of the United States / Financial economics / Investment / Stock market / Euronext / NYSE Arca / New York Stock Exchange / Securities Exchange Act / NYSE Euronext / 73rd United States Congress / United States Securities and Exchange Commission

25 of 172 EXHIBIT 5A All text is deleted [AMENDED AND RESTATED TRUST AGREEMENT

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Source URL: www.sec.gov

Language: English - Date: 2014-10-17 07:56:28
564Mobile technology / Technology / SMS / Text messaging / Securities Exchange Act / Financial Industry Regulatory Authority / NYSE Arca / NASDAQ / Stock market / Self-regulatory organizations / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]October 1, 2014 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 33 to the Joint Self-Regulatory Organization

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Source URL: www.sec.gov

Language: English - Date: 2014-10-01 17:14:28
565Economy of the United States / New York Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / United States / Financial system / Chicago Stock Exchange / NYSE Arca / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 5, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2014-09-08 07:43:45
566New York City / Euronext / New York Stock Exchange / NYSE Arca / IntercontinentalExchange / Securities Exchange Act / NYSE Euronext / Stock market / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 16, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection with the Propose

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Language: English - Date: 2014-10-17 07:56:14
567Financial services / Financial markets / Funds / Collective investment schemes / Exchange-traded fund / Futures contract / Mutual fund / Stock market / Derivative / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by A

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Source URL: www.sec.gov

Language: English - Date: 2014-09-12 09:12:08
568Business / NYSE Arca / Stock market / New York Stock Exchange / Short / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 11, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2014-09-12 09:15:02
569United States securities law / Economy of the United States / Financial economics / Investment / Stock market / Euronext / NYSE Arca / New York Stock Exchange / Securities Exchange Act / NYSE Euronext / 73rd United States Congress / United States Securities and Exchange Commission

25 of 172 EXHIBIT 5A All text is deleted [AMENDED AND RESTATED TRUST AGREEMENT

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Source URL: www.sec.gov

Language: English - Date: 2014-10-17 07:56:42
570Financial markets / Finance / United States Securities and Exchange Commission / Direct Edge / Mathematical finance / Order / Securities Exchange Act / New York Stock Exchange / NYSE Arca / Financial economics / Investment / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 26, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 08:19:40
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