Arca

Results: 1576



#Item
801Economy of the United States / Chicago Board Options Exchange / Securities Exchange Act / International Securities Exchange / NYSE Arca / U.S. Securities and Exchange Commission / National market system plan / Financial system / Options Price Reporting Authority / Financial markets / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-03-12 15:28:55
802Financial Industry Regulatory Authority / Financial regulation / Securities Exchange Act / Financial system / U.S. Securities and Exchange Commission / New York Stock Exchange / NYSE Arca / NYSE Euronext / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]May 13, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change De

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-05-14 08:20:34
803Economy of the United States / New York / Self-regulatory organizations / New York Stock Exchange / NYSE Arca / American Stock Exchange / Securities Exchange Act / Euronext / Regulation NMS / NYSE Euronext / New York City / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 16, 2009 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Relating to the De

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-12-22 10:23:42
804NYSE Euronext / Economy of New York City / Stock market / Self-regulatory organizations / American Stock Exchange / New York Stock Exchange / NYSE Arca / NASDAQ / Stock market index / New York City / Economy of the United States / Financial economics

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-12-05 14:54:26
805Financial system / Finance / United States Securities and Exchange Commission / Short selling / New York Stock Exchange / Securities Exchange Act / Floor broker / NYSE Arca / Short / Financial markets / Financial regulation / Financial economics

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-12-06 12:09:04
806Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Mutual fund / Security / Securities Exchange Act / Money market fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 7, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by A

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-02-08 07:45:10
807Finance / NASDAQ / NYSE Arca / Securities Exchange Act / Exchange-traded fund / Algorithmic trading / Short / Chicago Board Options Exchange / Philadelphia Stock Exchange / Financial economics / Financial markets / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BATS Exchange, Inc.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-11-18 15:02:46
808Securities Exchange Act / NYSE Arca / New York Stock Exchange / Economy of the United States / United States / Financial regulation / SEC filings / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-11-01 12:12:54
809Financial services / Collective investment schemes / Stock market / Exchange-traded fund / Exchange-traded note / Mutual fund / Closed-end fund / Advisorshares / Stock market index / Financial economics / Investment / Funds

Notice of Filing of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-11-18 14:53:20
810Funds / Financial services / Collective investment schemes / Exchange-traded fund / Mutual fund / Net asset value / Investment Advisor / Securities Exchange Act / Security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 7, 2010 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing Relating to Listing and Trading of AdvisorShares

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-12-07 17:29:26
UPDATE