Arca

Results: 1576



#Item
861Funds / Collective investment schemes / Financial services / Financial markets / NYSE Arca / Exchange-traded fund / Security / Mutual fund / Securities Exchange Act / Financial economics / Investment / Finance

Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Peritus High Yield ETF

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Source URL: www.sec.gov

Language: English - Date: 2010-11-19 09:37:02
862Financial economics / Financial regulation / Short selling / Finance / Financial system / Securities Exchange Act / Regulation NMS / NYSE Arca / New York Stock Exchange / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type

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Source URL: www.sec.gov

Language: English - Date: 2011-12-29 10:12:23
863Finance / Self-regulatory organizations / Options Price Reporting Authority / Options Clearing Corporation / NASDAQ / Philadelphia Stock Exchange / Chicago Board Options Exchange / NYSE Euronext / NYSE Arca / Economy of the United States / Financial markets / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-09-28 16:15:08
864Investment / Finance / Market maker / NYSE Arca / Order / Customer equity / Electronic trading / Financial markets / Stock market / Financial economics

20 of 22 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Options Fees and Charges

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Source URL: www.sec.gov

Language: English - Date: 2014-04-16 06:27:06
865United States / United States Securities and Exchange Commission / 73rd United States Congress / NYSE Euronext / Securities Exchange Act / Direct Edge / NYSE Arca / Financial Industry Regulatory Authority / International Securities Exchange / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-05-11 07:34:21
866Investment / Self-regulatory organizations / NYSE Arca / New York Stock Exchange / Securities Exchange Act / Short / Market maker / Pacific Exchange / Financial markets / Financial economics / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits

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Source URL: www.sec.gov

Language: English - Date: 2014-04-16 08:16:40
867New York City / Finance / Invesco / NYSE Arca / American Stock Exchange / Euronext / PowerShares / Securities Exchange Act / New York Stock Exchange / Financial economics / Investment / NYSE Euronext

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-11-24 11:25:58
868Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial system / Business / United States securities law / Securities Exchange Act / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]December 14, 2011 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2011-12-16 08:44:42
869NYSE Arca / Securities Exchange Act / New York Stock Exchange / Financial regulation / U.S. Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 3, 2008 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2008-12-05 14:22:51
870Securities Exchange Act / Financial regulation / New York Stock Exchange / U.S. Securities and Exchange Commission / International Securities Exchange / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 19, 2009 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca,

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Source URL: www.sec.gov

Language: English - Date: 2009-11-24 13:11:45
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