Arca

Results: 1576



#Item
901United States securities law / NYSE Arca / Rebate / Stock market / Financial economics / Business / Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]March 5, 2012 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2012-03-06 08:25:52
902Financial markets / Financial system / Financial economics / 73rd United States Congress / Securities Exchange Act / Finance / New York Stock Exchange / Regulation NMS / NYSE Arca / United States Securities and Exchange Commission / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]October 31, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval o

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Source URL: www.sec.gov

Language: English - Date: 2008-11-03 12:56:37
903Securities Exchange Act / NYSE Arca / New York Stock Exchange / U.S. Securities and Exchange Commission / Financial regulation / United States / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]May 30, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Propo

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Source URL: www.sec.gov

Language: English - Date: 2012-05-30 20:10:40
904Collective investment schemes / Funds / Financial services / NYSE Arca / Depository Trust & Clearing Corporation / Closed-end fund / Financial economics / Investment / Finance

Microsoft Word - Annual_Fees_for_DSPs[1].REVISED.Ex._5[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-12-07 08:33:39
905Business / NASDAQ / Securities Exchange Act / NYSE Arca / Initial public offering / Stock exchange / NYSE Euronext / American depositary receipt / Day trading / Stock market / Investment / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 14, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment

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Source URL: www.sec.gov

Language: English - Date: 2006-11-15 17:27:05
906United States Securities and Exchange Commission / NYSE Arca / New York Stock Exchange / U.S. Securities and Exchange Commission / United States / Financial regulation / United States securities law / 73rd United States Congress / Securities Exchange Act

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Relating to Executed Qualified Contingent Cross Orders

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Source URL: www.sec.gov

Language: English - Date: 2011-11-22 10:12:53
907United States securities law / Chicago Stock Exchange / International Securities Exchange / New York Stock Exchange / NYSE Arca / Securities Exchange Act / NASDAQ / Chicago Board Options Exchange / OMX / Economy of the United States / Self-regulatory organizations / Direct Edge

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions

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Source URL: www.sec.gov

Language: English - Date: 2010-08-20 12:57:09
908United States securities law / New York City / Stock market / NYSE Arca / Euronext / New York Stock Exchange / Securities Exchange Act / NYSE Listed Company Manual / Pacific Exchange / NYSE Euronext / Self-regulatory organizations / Economy of the United States

Exhibit 5C to Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V.; Rel. No[removed], File No. SR-NYSE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2007-01-03 16:01:03
909United States securities law / NASDAQ / International Securities Exchange / NYSE Arca / Philadelphia Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Chicago Board Options Exchange / New York Stock Exchange / Economy of the United States / Self-regulatory organizations / Options Clearing Corporation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-08-28 15:50:24
910Finance / Financial system / NYSE Arca / Financial services / Dark liquidity / Market maker / Order / Options Clearing Corporation / Market liquidity / Financial markets / Financial economics / Stock market

Exhibit 5 to SR-BATS[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-10-13 15:31:25
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