Arca

Results: 1576



#Item
941Financial system / United States securities law / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / Chicago Board Options Exchange / Floor broker / Short / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 25, 2014 Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A

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Language: English - Date: 2014-04-28 10:22:27
942Stock market / Financial markets / Funds / Futures contract / Exchange-traded fund / NYSE Arca / Short / Stock exchange / Securities Exchange Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 19, 2012 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend BATS Rule 14.11

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Source URL: www.sec.gov

Language: English - Date: 2012-11-21 08:19:50
943Stock market / Finance / Economy of the United States / United States Securities and Exchange Commission / NYSE Arca / Order / New York Stock Exchange / Market maker / Electronic trading / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 23, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change to Establish a Re

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Language: English - Date: 2013-12-23 19:40:29
944Self-regulatory organizations / Economy of New York City / NASDAQ / Stock market / Options Clearing Corporation / NYSE Arca / Philadelphia Stock Exchange / Securities Exchange Act / Chicago Board Options Exchange / Economy of the United States / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 20, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Language: English - Date: 2012-12-21 10:40:23
945Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / NYSE Arca / Net asset value / Short / Stock market / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 18, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares o

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Language: English - Date: 2013-12-19 15:33:55
946United States securities law / NYSE Arca / New York Stock Exchange / Securities Exchange Act / Option / Economy of the United States / Law / United States Securities and Exchange Commission / Financial economics / 73rd United States Congress

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to List Additional Strike Prices Until the Close of Trad

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Language: English - Date: 2012-11-02 14:44:16
947Financial markets / Stock market / Funds / Exchange-traded funds / Futures contract / Short / Inverse exchange-traded fund / NYSE Arca / Stock market index / Financial economics / Investment / Finance

Microsoft Word[removed]DOC

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Source URL: www.sec.gov

Language: English - Date: 2008-01-16 12:21:34
948NYSE Arca / Fee / New York Stock Exchange

32 of 35 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES

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Language: English - Date: 2013-12-19 10:40:54
949Finance / Options Price Reporting Authority / Chicago Board Options Exchange / Global Electronic Trading Company / New York Stock Exchange / NYSE Arca / U.S. Securities and Exchange Commission / IShares Russell / Securities Exchange Act / Financial economics / Investment / Financial markets

Order Granting Partial Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Expanding the Penny Pilot Program

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Language: English - Date: 2009-11-25 12:42:03
950Business / NYSE Arca / New York Stock Exchange / New York City / Securities Exchange Act / Euronext / Securities market / U.S. Securities and Exchange Commission / Chicago Stock Exchange / NYSE Euronext / Economy of the United States / Self-regulatory organizations

29 of 32 EXHIBIT 5 Amendments underscored Deletions [bracketed] Rule 49. Emergency Powers

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Language: English - Date: 2009-12-22 10:19:34
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