JMB_Insurance_(4C)LogoReverse

First Page		Document Content
Date: 2016-05-23 17:42:06 Economy Finance Money Self-regulatory organizations United States securities law Investment Insurance Securities Investor Protection Corporation Financial Industry Regulatory Authority Risk		JMB_Insurance_(4C)LogoReverse Add to Reading List Source URL: www.jmbins.com Download Document from Source Website File Size: 109,96 KB Share Document on Facebook

	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION, DocID: 1t6bI - View Document
	How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract DocID: 1rpew - View Document
	SR-FINRANotice of Filing and Immediate Effectiveness DocID: 1rngb - View Document
	United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016 DocID: 1rn4k - View Document
	COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and Authority DocID: 1rmL5 - View Document