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Document Date: 2014-10-06 16:59:24

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City

WASHINGTON / D.C. / /

Company

NYSE Arca Inc. / non-Penny Pilot Securities / NASDAQ OMX BX Inc. / Topaz Exchange LLC / Securities Exchange LLC / Miami International Securities Exchange LLC / MKT LLC / AMEX / Options Clearing Corporation / Chicago Board Options Exchange Incorporated / Penny Pilot Securities / BATS Exchange Inc. / BOX Options Exchange LLC / /

Currency

USD / /

/

Event

Product Recall / Product Issues / /

/

IndustryTerm

routing services / quality routing services / /

Organization

SECURITIES AND EXCHANGE COMMISSION WASHINGTON / D.C. / Securities and Exchange Commission / Board of Directors of the Exchange / Self-Regulatory Organization / office of the Federal Register / /

Person

Anders Franzon / Anders Last / /

/

Position

Eric Swanson EVP / General Counsel / VP / Associate General Counsel / broker / VP / Associate / dealer / General Counsel / /

Product

Section / /

Technology

digital signature / /

SocialTag