NYSE Arca Inc. / Intermarket Surveillance Group / First Trust Advisors L.P. / New York Stock Exchange / First Trust Preferred Securities / ETF / Stonebridge Advisors LLC / National Securities Clearing Corporation / Merrill Lynch Asset Management L.P. / /
Country
United States / /
Event
FDA Phase / /
Organization
Division of Investment Management / Trust Board / Commission’s Division of Investment Management / Commodity Futures Trading Commission / U.S. government / Pricing Service / Board of Trustees / office of Exemptive Applications / Creation Unit / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / U.S. Treasury / typically be valued using a Pricing Service / /
Person
Elizabeth G. Osterman / /
Position
custodian / Director / Sub-Adviser / investment adviser / Arbitrage Mechanism The Adviser / dealer / Adviser and the Sub-Adviser / Adviser / /
SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 17, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha