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Financial markets / Futures contract / Commodity Futures Trading Commission / Exchange-traded fund / Options Clearing Corporation / Futures exchange / Commodity Exchange Act / Derivative / Commodity market / Financial economics / Finance / Investment


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 27, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan
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Document Date: 2014-10-28 07:58:03

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Company

NYSE Arca Inc. / Intermarket Surveillance Group / AdvisorShares Trust / New York Stock Exchange / Community Capital Management Inc. / ETF / Financial Industry Regulatory Authority / Merrill Lynch Asset Management L.P. / McVeigh Capital Management LLC / The Bank of New York Mellon Corporation / First Affirmative Financial Network LLC / AdvisorShares Investments LLC / Baldwin Brothers Inc. / /

Country

United States / /

IndustryTerm

advisory services / day-to-day portfolio management / commodity pool operator / subscription services / /

Organization

Division of Investment Management / Commission’s Division of Investment Management / U.S. government / Board of Trustees / office of Exemptive Applications / Options Price Reporting Authority / I. Self-Regulatory Organization / Commodities Futures Trading Commission / Securities and Exchange Commission / Self-Regulatory Organization / /

Person

Elizabeth G. Osterman / /

Position

broker-dealer / commodity trading adviser / The investment adviser / Director / investment adviser / Administrator / Arbitrage Mechanism The Adviser / Adviser / /

Product

Derivative Instruments / /

ProvinceOrState

Delaware / /

PublishedMedium

the Commission Post / /

URL

www.nyse.com / www.isgportal.org / /

SocialTag