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Document Date: 2015-01-14 16:05:11


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City

WASHINGTON / D.C. / Chicago / /

Company

Rule Change (a) C2 Options Exchange Incorporated / See NYSE Arca Inc. / The NASDAQ Stock Market LLC / See Boston Options Exchange LLC / Broker/Dealer / C2 Options Exchange Incorporated / NASDAQ OMX PHLX LLC / /

Currency

USD / /

/

Event

Second Stock Issuance / Product Recall / Product Issues / /

Organization

SECURITIES AND EXCHANGE COMMISSION WASHINGTON / D.C. / Securities and Exchange Commission / Self-Regulatory Organization / office of the Federal Register / /

Person

Corinne Klott / Penny Pilot / Corinne Last / Joanne Moffic-Silver / /

/

Position

Attorney / Broker Dealer / dealer public customers / President / broker / /

Product

Section / /

ProvinceOrState

Illinois / /

Technology

digital signature / /

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