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Financial system / Options Clearing Corporation / NYSE Arca / Financial Industry Regulatory Authority / Market maker / Short / Exchange-traded fund / Fee / New York Stock Exchange / Financial markets / Financial economics / Finance


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Document Date: 2015-01-20 10:41:37

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Company

NYSE Arca Inc. / KBW Bank / Exchange Traded Funds / MKT LLC / The Options Clearing Corporation / NYSE AMEX / New York Stock Exchange LLC / FLOOR BOOTHS / /

Currency

pence / USD / /

Facility

COPY PORT / facility of NYSE MKT LLC Last Updated / PORT FEES / /

IndustryTerm

floor market maker / /

MarketIndex

Russell 2000 / /

Organization

Cabinet Upgrade Fee Dedicated Cabinet / Partial Cabinet / U.S. Department of Justice / PNU Cabinet / 8-Rack Unit / Cabinet Dedicated Cabinet / FINRA / /

Person

Additional / Rebate Rate Per / Non-Penny Pilot / Penny Pilot / /

/

Position

Broker Dealer / SPY / N/A Broker Dealer / VXX SPECIALIST / Options Floor Broker / representative / EQUIPMENT FEES FLOOR BROKER / registered representative / Trader / Options Market Maker Participation Fee SPY / ATP Fee Specialist / MANUAL EXECUTIONS Specialist / Floor Broker / /

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