<--- Back to Details
| First Page | Document Content | |
|---|---|---|
 Date: 2014-10-02 15:26:38Mobile technology Technology SMS Text messaging Securities Exchange Act Financial Industry Regulatory Authority NYSE Arca NASDAQ Stock market Self-regulatory organizations United States securities law Economy of the United States |
Add to Reading List |
SECURITIES AND EXCHANGE COMMISSION | UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION,DocID: 1t6bI - View Document |
| How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ AbstractDocID: 1rpew - View Document |
| SR-FINRANotice of Filing and Immediate EffectivenessDocID: 1rngb - View Document |
| United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016DocID: 1rn4k - View Document |
| COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and AuthorityDocID: 1rmL5 - View Document |