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SECURITIES AND EXCHANGE COMMISSION [Release No. IC – 31359; [removed]Banc of America Mortgage Securities, Inc, et al.; Notice of Application and Temporary Order November 25, 2014 Agency: Securities and Exchange Commis
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Document Date: 2014-11-25 17:16:28

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File Size: 41,51 KB

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City

Boston / New York / Washington / DC / Charlotte / Chicago / /

Company

BoA Distributors / Fund Service Activities / Bank of America N.A. / BofA Global Capital Management Group LLC / Fenner & Smith Incorporated / KECALP Inc. / Banc of America / Merrill Lynch Global Private Equity Inc. / BofA Distributors Inc. / Respondents / Merrill Lynch Ventures LLC / Merrill Lynch / Merrill Lynch Alternative Investments LLC / Applicants / BOAMS / BofA Advisors LLC / Bank of America Corporation / SECURITIES AND EXCHANGE COMMISSION / /

Country

United States / /

Event

Funding / Legal Issues / /

Facility

America Tower / District Court / /

IndustryTerm

indirect wholly-owned subsidiary / investment advisory services / retail / http /

Organization

Division of Investment Management / District Court / Open-End Fund / Commission's Division of Enforcement / District Court for the Western District of North Carolina / Chief Counsel’s Office / Court for the Western District of North Carolina / Securities and Exchange Commission / /

Person

Bryant Park / Mary Kay Frech / David J. Marcinkus / /

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Position

BoA Advisors / principal underwriter / Advisors / Branch Chief / Senior Counsel / underwriter / independent legal counsel / Secretary / officer / director / Chief Counsel / writer / investment adviser / limited purpose broker-dealer / Adviser / /

ProgrammingLanguage

DC / /

ProvinceOrState

Illinois / New York / Delaware / North Carolina / Massachusetts / /

URL

http /

SocialTag