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Financial services / United States securities law / Banc of America Securities / Bank of America / United States Securities and Exchange Commission / Merrill Lynch / Securities and Exchange Commission / Investment Advisers Act / Securities Exchange Act / Primary dealers / Investment / Economy of the United States


Banc of America Securities LLC with Merrill Lynch, Pierce, Fenner & Smith Incorporated as Successor
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Document Date: 2012-10-10 06:34:22

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City

Charlotte / New York City / New York / /

Company

Fenner & Smith Incorporated / Merrill Lynch & Co. Inc. / A. Respondent Banc of America Securities LLC / New York Stock Exchange / Financial Industry Regulatory Authority / NationsBanc Montgomery Securities / Bank of America Corporation / MLPFS / Banc of America Securities LLC / /

Country

United States / /

Currency

USD / /

Event

Reorganization / M&A / /

Facility

U.S. District Court / /

IndustryTerm

indirect wholly-owned subsidiary / bank / investment banking departments / investment banking interests / investment banking / /

Organization

U.S. District Court for the Southern District of New York / District Court / U. S. Securities and Exchange Commission / National Association of Securities Dealers / Securities and Exchange Commission / /

Position

broker-dealer / Murphy Secretary / investment adviser / independent consultant / /

ProvinceOrState

Delaware / North Carolina / New York / /

SocialTag