Fenner & Smith Incorporated / Merrill Lynch & Co. Inc. / A. Respondent Banc of America Securities LLC / New York Stock Exchange / Financial Industry Regulatory Authority / NationsBanc Montgomery Securities / Bank of America Corporation / MLPFS / Banc of America Securities LLC / /
U.S. District Court for the Southern District of New York / District Court / U. S. Securities and Exchange Commission / National Association of Securities Dealers / Securities and Exchange Commission / /