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Finance / Primary dealers / House of Morgan / Morgan Stanley / Banc of America Securities / Financial adviser / UBS / Investment / Financial economics / Investment banks


Microsoft Word - mar27-08.doc
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Document Date: 2008-03-31 16:43:18

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File Size: 32,49 KB

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City

PHOENIX / Tucson / /

Company

Trend Group / Lingerie Nights LLC / Trend Capital LLC / Banc of America / Total Return Fund LLC / Morgan Stanley & Co. Inc. / Trend Management Group Inc. / Pacific Wealth Management / Investment Services Inc. / /

Currency

USD / /

Event

Funding / Product Issues / /

IndustryTerm

bank accounts / real estate investments / unregistered investment contracts involving real estate / residential real estate / Internet web site / deficient order entry systems / bank / Internet advertisements / client services / investor education web site / order entry systems / /

Organization

Arizona Corporation Commission / ARIZONA CORPORATION COMMISSION FOR IMMEDIATE RELEASE / /

Person

Rebecca Wilder / Raymond Javier Duran / Richard B. Cuen / Linda B. Jordan / Donna M. Shurot / Kenneth Howard Fraleigh / /

/

Position

Governor / investment adviser representative / Broker / sales assistant / stockbroker / director of client services / securities salesman / /

Product

order entry systems / /

ProvinceOrState

California / Arizona / /

URL

www.azinvestor.gov / craigslist.com / http /

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