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Investment / Financial risk / Financial markets / Prime brokerage / Hedge fund / Short / Liquidity risk / Repurchase agreement / Bank / Financial economics / Finance / Financial services


GLOBAL OPERATIONS MANAGEMENT DIPLOMA WINTER 2006 CHIEF EXAMINER’S REPORT GENERAL COMMENTS This sitting produced some good quality scripts that resulted in a pass rate of 52%
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Document Date: 2007-02-14 10:08:46

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City

London / Bristol / /

Company

Client Money Bank / Permanent Interest Bearing Securities / /

Country

United States / United Kingdom / /

Currency

pence / GBP / /

IndustryTerm

cash management services / securities processing / bank holidays / higher technology sector / designed systems / bank account / bank / cash products / investment services / insurance / separate bank account / custody services / likely investment products / overall services / change management / retail clients / /

Organization

FSA / European Union / Alternative Investment Management Association / Association of Securities Dealers Automated Quotation System / National Association of Securities Dealers / /

Position

Unreconciled Stock Accounts Custodian / prime broker / custodian / COB / operations manager / manager / director of operations / administrator / framework and compliance procedures Administrator / prime broker and custodian / COO / /

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