NYSE Arca Inc. / American Stock Exchange LLC / US UBS Financial Services Inc. / New York Stock Exchange Inc. / Saul Ewing LLP / The SIPC Fund / Financial Industry Regulatory Authority Inc. / Amounts Advanced / Lehman Brothers Inc. / Chicago Stock Exchange Incorporated / Securities Dealers Inc. / Bernard L. Madoff Investment Securities LLC / Pacific Stock Exchange Inc. / The Securities Investor Protection Corporation / Latham & Watkins LLP / Chicago Board Options Exchange Incorporated / Philadelphia Stock Exchange Inc. / Howard Press / /
Country
United States / /
Currency
USD / /
Event
M&A / Bankruptcy / Reorganization / /
Facility
FINRA Book Store / / /
IndustryTerm
investment advisory services / insurance company separate accounts / state law / member brokerage / insurance / forensic accounting / legal services / corporate / government securities brokers / /
Organization
Research and Statistics Board of Governors of the Federal Reserve System Stephen P. Harbeck / SIPC Fund / Securities Industry and Financial Markets Association / United States Department of the Treasury / Senate Banking / Housing / and Urban Affairs Committee / Senate / United States Government / Task Force / United States Attorney’s Office / SIPC Modernization Task Force / Bankruptcy Court / Federal Reserve Board / FDIC / National Association of Securities Dealers / Securities and Exchange Commission / Federal District Court / /
Person
Theodore H. Focht / William H. Heyman / Jeffrey A. Goldstein / Josephine Wang / William S. Jasien / Orlan M. Johnson / David J. Stockton / Sharon Y. Bowen / Ted Focht / / /
Position
Chairman and the Vice Chairman / Vice Chairman and Chief Investment Officer / Director / Division / trustee / his counsel / Vice Chairman / The Honorable Mary L. Schapiro Chairman / Mark S. Shelton Managing Director and General Counsel / President / Secretary Philip W. Carduck Vice President / broker / Auditor / Secretary of the Treasury / Under Secretary for Domestic Finance / trustee / General Counsel / President and General Counsel / appellate advocate / a writer / President of the United States subject / first President / Chairman / director / dealer / Senior Vice President ING Financial Advisers LLC / failed broker-dealer / President & CEO / /
S e c u r i t i e s I n v e s t o r P r o t e c t i o n C o r p o r at i o n annual report 2010