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Financial system / Financial services / Securities / Securities regulation in the United States / U.S. Securities and Exchange Commission / Blue sky law / Investment Advisor / OTC Markets Group / Broker-dealer / United States securities law / Financial economics / Finance


FAQ s O N B L U E S KY L AW S WHAT ARE BLUE SKY LAWS? BLUE SKY LAWS are U.S. state securities laws established to protect investors. Broker-dealers and investment advisors are legally not permitted to recommend, solicit
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Document Date: 2014-04-25 17:29:17


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City

Washington / /

Company

OTC Markets Group Inc. / S ECONDARY TRADING / A U.S. STOCK EXCHANGE / Mergent / OTC Link LLC / S&P / /

Country

United States / /

Currency

USD / /

/

Organization

Securities and Exchange Commission / FINRA / /

Person

R ESEARCH / /

/

Position

broker / investors and investment advisors / Broker-dealers and investment advisors / /

Product

Blue Sky Monitoring Service / /

ProvinceOrState

Illinois / New Jersey / /

URL

www.otcmarkets.com / /

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