Rule / Financial Industry Regulatory Authority / /
Currency
USD / /
Event
FDA Phase / /
IndustryTerm
municipal finance professional / bank regulators / federal law / bank dealers / bank activities / bank / appropriate banking regulator / municipal finance professionals / municipal securities brokers / /
Organization
G-8 / Comptroller of the Currency / G-20 / Appropriate Regulatory Agency / Board of Governors of the Federal Reserve System / Internal Revenue Service / Whole Board / ORGANIZATIONS WITH INSPECTION AND ENFORCEMENT AUTHORITY FOR MSRB RULES / G-7 / Federal Deposit Insurance Corporation / Securities and Exchange Commission / Rule G-1 Separately Identifiable Department / Municipal Securities Rulemaking Board / /
Position
official / municipal securities dealer / employing dealer / Financial Advisors / Advisors / Broker / banks and municipal advisors / municipal advisors / securities broker / Municipal Advisor / broker / dealer / employing broker / dealer managing the underwriting / dealers and municipal advisors / General / dealer / underwriter / Bank Dealer / financial advisor and underwriter / /
Rule Book Last Updated on July 1, 2014 The rules contained in this Rule Book were in effect as of the above date. The most up-to-date version of the MSRB’s rules is posted on the MSRB’s website at msrb.org. Copyright