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CORRECTED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. INVESTMENT ADVISERS ACT OF 1940 Rel. No[removed]June 30, 2008
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Document Date: 2008-07-01 13:32:12

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City

Kirkwood Drive Bethesda / /

Company

Washington Investment Network / King & Spalding LLP / Lockwood Financial Services Inc. / Bolla / As WIN / /

Currency

USD / /

Event

Product Issues / Person Communication and Meetings / Judicial Event / Company Expansion / Product Recall / /

Facility

Bolla’s bar / United States District Court / /

IndustryTerm

insurance side / /

NaturalFeature

Radano falls / /

Organization

United States District Court / United States Court of Appeals / U.S. Securities and Exchange Commission / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / Division of Enforcement / /

Person

I. Robert Radano / William E. Busacker / Jr. / Susan Bolla / James Goldstein / James L. Foster / Kathleen A. Ford / Russell G. Ryan / Steven M. Bolla / Rami Sibay / ROBERT RADANO / Laurie F. Foster / /

Position

investment adviser in the State of Connecticut / administrative law judge / law judge / officer / The law judge / director / Managing director / investment adviser / SECregistered broker-dealer and affiliated investment adviser / THE COMMISSION INVESTMENT ADVISER / adviser / /

Product

representation / steps / /

ProvinceOrState

Maryland / Connecticut / Washington / Columbia Circuit / District of Columbia / /

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