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Financial system / Securities / United States Securities and Exchange Commission / Bonds / Securities Industry and Financial Markets Association / Financial Industry Regulatory Authority / Securities research / Financial analyst / Bond market / Financial economics / United States securities law / Finance


December 15, 2014 By Electronic Mail to [removed] Brent J. Fields Secretary, Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]
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Document Date: 2014-12-16 14:49:00


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City

Washington / D.C. / New York / /

Company

Financial Industry Regulatory Authority / /

Country

United States / /

Currency

pence / /

/

Event

Product Release / /

IndustryTerm

investment banking services activities / /

Organization

Financial Markets Association / US Federal Reserve / Securities Industry and Financial Markets Association / Securities and Exchange Commission / NASD / /

Person

Robert Colby / Patrice Gliniecki / Brent J. Fields / Kevin A. Zambrowicz / Sean Davy / Philip Shaikun / Marlon Paz / Marcia E. Asquith / /

Position

Vice President and Deputy General Counsel / Corporate Secretary / senior executive officer / Vice President / Managing Director / EXECUTIVE / research analyst / general matter / Managing Director / Associate General Counsel / analyst / regional member / General Counsel & Managing Director / General Counsel / Chief Legal Officer / Secretary / debt research analyst / /

Product

Rule 2241 / Rule 2242 / /

Technology

pdf / /

URL

http /

SocialTag