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Finance / Payment for order flow / Boston Options Exchange / Internalization / Market maker / Best execution / Futures contract / Order / Stock market / Financial economics / Financial markets / Investment


April 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed]
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Document Date: 2004-04-19 09:19:37


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City

Tokyo / San Francisco / London / New York / Chicago / /

Company

Boston Options Exchange / Citadel Limited Partnership / Comments A. Firm Quote Rule Citadel Group / Philadelphia Stock Exchange / Chicago Board Options Exchange / Citadel Investment Group L.L.C. / International Securities Exchange / Interests Citadel Group / Order Flow Citadel Group / D. Decimalization Citadel Group / American Stock Exchange / C. Internalization Citadel Group / Citadel Derivatives Group LLC / Page / /

Continent

Europe / /

Country

United States / /

Currency

pence / /

Facility

Citadel Derivatives Group’s / /

IndustryTerm

retail and institutional investors / retail market / market systems / market maker / commodity pool operator / market makers / investment-related services / retail investors / /

Organization

Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / /

Person

Harvey J. Goldschmid Annette / Adam C. Cooper / Annette L. Nazareth / Robert L. D. Colby / Elizabeth King / Richard Strasser / Jonathan Katz April / /

Position

broker-dealer / commodity trading adviser / portfolio manager / Chairman / G. Katz Secretary / William H. Donaldson Commissioner Paul S. Atkins Commissioner Roel C. Campos Commissioner Cynthia A. Glassman Commissioner / professional trader / Managing Director and General Counsel / /

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