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City Lugano / Geneva / Zurich / Washington / D.C. / Basel / / Company UBS AG / New York Stock Exchange. / Defendant UBS / / Country Switzerland / United States / / Currency USD / / IndustryTerm investment advisory services / advisory services / securities services / securities products / unregistered brokerage / cross-border brokerage / unregistered securities-related services / / Organization United States Senate Permanent Subcommittee on Investigations / DISTRICT OF COLUMBIA SECURITIES AND EXCHANGE COMMISSION / UN Court / Internal Revenue Service / Department of Justice / / Person James Assign / / Position broker dealer / investment adviser / unregistered broker-dealer / unregistered investment adviser / General / adviser / / SocialTag 
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA SECURITIES AND EXCHANGE