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Microsoft Word - CSA Enforcement Report-April 1, 2006 to September 30, 2006…
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Document Date: 2011-09-29 13:23:01

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City

Ottawa / /

Company

James Harvey Cameron Sonnum Capital Corp. / MARKET REGULATION SERVICES INC. / Sonnum Capital Leasing Corp. / INSIDER TRADING / INTRODUCTION Market Regulation Services Inc. / RS INC. / Millenium Concepts Export / /

Country

Canada / /

Currency

USD / Rs / /

IndustryTerm

securities law violations / potential securities law violations / securities law contraventions / /

NaturalFeature

Edward Island / /

Organization

Manitoba Securities Commission / CSA / Ontario Securities Commission / Columbia Securities Commission / INVESTMENT DEALERS ASSOCIATION / federal government / MUTUAL FUND DEALERS ASSOCIATION OF CANADA / Chinese Swimming Association / IDA MFDA / Alberta Securities Commission / MFDA IDA / /

Person

Jean-Pierre Nadeau Sylvain Tessier Gary / François C. Desrosiers Louise Lessard / IDA MFDA / Sylvain Tessier Gary Peter Perch / Alain Vézina Hervé Rolland François / /

ProvinceOrState

Alberta / Quebec / British Columbia / New Brunswick / Ontario / /

RadioStation

12 Nova / CORE / /

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