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United States securities law / Financial economics / Investment / Financial regulation / United States Securities and Exchange Commission / Security / Stock market / U.S. Securities and Exchange Commission


May 16, 2014 IN THE MATTER OF THE SECURITIES LEGISLATION OF ALBERTA, BRITISH COLUMBIA, MANITOBA, NEW BRUNSWICK, NEWFOUNDLAND AND LABRADOR, NORTHWEST TERRITORIES, NOV A SCOTIA, NUNAVUT, ONTARIO, PRINCE EDWARD ISLAND, SASK
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Document Date: 2014-06-27 12:27:09

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City

Oneonta / LABRADOR / /

Company

the Depository Trust & Clearing Corporation / Applicant / AMEX / Broadridge Financial Solutions / /

Country

United States / Canada / /

Currency

USD / /

Event

Company Listing Change / Bankruptcy / IPO / /

Facility

United States Bankruptcy Court / /

IndustryTerm

private/hybrid cloud hosting services / wireline telecommunications services / securities law / transport services / local and long distance telephone / technology consulting / /

MarketIndex

NASDAQ 100 / TSX / /

Organization

Ontario Securities Commission / U.S. Securities and Exchange Commission / United States Bankruptcy Court for the District of Delaware / /

Position

head / Commissioner / /

ProvinceOrState

Alberta / Northwest Territories / Vermont / West Virginia / Quebec / New Brunswick / Alabama / Maine / Saskatchewan / Prince Edward Island / NUNAVUT / Newfoundland / British Columbia / Missouri / Manitoba / Nova Scotia / Delaware / Massachusetts / Ontario / New Hampshire / /

Region

West Virginia / /

Technology

Cable TV / /

SocialTag