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Policy bulletin #0487-P - Proposed Amendments to MFDA Rule 2.2.1 (“Know-Your-Client”) and Policy No. 2 Minimum Standards for Account Supervision
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Document Date: 2011-07-11 12:48:58

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File Size: 45,96 KB

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City

Toronto / /

/

Facility

Pacific Centre / /

Organization

Mutual Fund Dealers Association of Canada / Pacific Centre / British Columbia Securities Commission / /

Person

Paige Ward / Anne Hamilton / /

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Position

Director / Policy & Regulatory Affairs Phone / Senior Legal Counsel / Corporate Secretary / /

ProvinceOrState

Ontario / /

Region

West Georgia / /

URL

www.mfda.ca / http /

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