| Document Date: 2014-03-07 15:10:18
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City Calgary / / Company Scotia Securities Inc. / Bank of Nova Scotia / Approved Person / Scotiabank / Settlement Hearing / Edward Jones / Respondent / / Currency USD / / Event FDA Phase / Labor Issues / / IndustryTerm creditor insurance / bank / / Organization Prairie Regional Council / Board of Directors of the MFDA / IDF / Mutual Fund Dealers Association of Canada / MFDA / / Person Regulation / James Pattenden / Respondent / Shaun Devlin / Kelly Kennedy / / Position financial advisor / financial advisors / counsel for Staff and the Respondent / Vice-President / Member / / Product Telephone/Facsimile / Approved Persons / Approved Page 3 / Telephone/Facsimile/E-Mail Agreement / / ProvinceOrState Alberta / Alabama / /
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Settlement Agreement[removed]Re: Brodie James Pattenden