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11	CLIENT SUCCESS STORY INSTITUTIONAL BROKER DEALER SELECTS KeepItSafe TO COMPLY WITH INDUSTRY REGULATIONS Trusts and recommends KeepItSafe for proactive service and experience in the brokerage industry. Add to Reading List Source URL: www.keepitsafej2.co.uk - Date: 2016-08-18 06:15:35
12	Factsheet MTS BondsPro MTS BondsPro, formerly Bonds.com, is an ATS operated by MTS Markets International Inc., a FINRA registered broker dealer that facilitates trading in US corporate and emerging Add to Reading List Source URL: www.mtsmarkets.com - Date: 2015-05-05 05:44:27
13	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-02 15:20:01 Economy Finance Money Financial markets Stock market International Securities Exchange Securities Exchange Act Broker-dealer Futures contract Order
14	CLIENT SUCCESS STORY INSTITUTIONAL BROKER DEALER SELECTS KeepItSafe TO COMPLY WITH INDUSTRY REGULATIONS Trusts and recommends KeepItSafe for proactive service and experience in the brokerage industry. Add to Reading List Source URL: www.keepitsafe.ca Language: English - Date: 2016-08-18 06:15:35 Backup Backup software Cloud storage Remote backup service Investment banking
15	Factsheet MTS BondsPro Electronic Trading for USD Bonds – All to All MTS is an ATS operated by MTS Markets International Inc., a FINRA registered broker dealer that facilitates trading in Add to Reading List Source URL: www.mtsmarkets.com Language: English - Date: 2015-05-14 05:50:15 Economy Finance Money Economy of London Financial markets Mobile TeleSystems London Stock Exchange MTS Repurchase agreement Dark liquidity Structured product Market liquidity
16	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-17 13:03:51 Economy Finance Financial markets Money Direct Edge Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Schedule TO Market data
17	Microsoft Word - EuroIRP SEC 28e response_2005doc Add to Reading List Source URL: www.euroirp.com Language: English - Date: 2007-04-17 11:23:01 Economy Financial services Finance Money Soft dollar Financial Services Authority Broker-dealer Commission sharing agreement RSRCHXchange
18	Barclays Form ATS (LX) Amendment July Add to Reading List Source URL: www.investmentbank.barclays.com Language: English - Date: 2016-08-01 16:30:34 Economy Finance Money Financial markets Barclays Alternative trading system Securities Exchange Act Trading room Algorithmic trading Broker-dealer Regulation NMS ATS
19	Microsoft Word - ADV Part 2AB SFGdoc Add to Reading List Source URL: www.sycamoreweb.com Language: English - Date: 2015-04-03 23:44:38 Economy Finance Money Financial markets Financial services Corporate crime Investment United States securities law Financial adviser Registered Investment Adviser Broker-dealer U.S. Securities and Exchange Commission
20	PDF Document Add to Reading List Source URL: federalombuds.ed.gov Language: English - Date: 2015-03-02 20:22:14 Economy Finance Money United States securities law Self-regulatory organizations Financial Industry Regulatory Authority Ombudsman Securities regulation in the United States ACT Brokerage firm Broker-dealer

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