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#	Item
751	DEPARTMENT OF THE TREASURY Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-07-17 13:50:26 Financial markets Financial regulation United States securities law Broker-dealer Fixed income market Securities Exchange Act Bank Secrecy Act U.S. Securities and Exchange Commission Financial Crimes Enforcement Network Finance Financial system Financial economics
752	Examination Handbook 710, Networking Arrangement, January 2004 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-01-11 15:11:03 Financial system Registered representative Net capital rule Financial Industry Regulatory Authority Broker-dealer Securities Investor Protection Corporation Financial adviser Depository Trust & Clearing Corporation General Securities Principal Exam United States securities law Financial economics Finance
753	Examination Handbook 563, Government Securities Act, May 1998 Add to Reading List Source URL: occ.gov Language: English - Date: 2012-01-11 14:42:46 Financial markets Financial services Securities Short selling Repurchase agreement Broker-dealer Securities market Security Federal Reserve System Financial economics Finance Investment
754	Examination Handbook 710 Appendix E, Agreement in Principle, January 2004 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-01-11 15:12:34 Financial system Financial services Financial Industry Regulatory Authority Federal Reserve System Office of the Comptroller of the Currency Broker-dealer United States securities law Financial economics Finance
755	FEDERAL RESERVE SYSTEM 12 CFR Parts 207, 220 and 221 [Regulations G, T and U; Docket No. R[removed]Securities Credit Transactions; Borrowing by Brokers and Dealers AGENCY: Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:35:41 Financial system Financial services Fixed income market United States securities law Federal Reserve Regulation T Broker-dealer Securities Exchange Act Short Financial economics Finance Financial markets
756	Examination Handbook 710 Appendix C, SEC Policy on Networking Arrangements, January 2004 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-01-11 15:12:06 Financial system Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Security Securities Exchange Act Broker-dealer Corporation Service Company Computer Sciences Corporation United States securities law Financial economics Business
757	Independent Registered Municipal Advisor Letter To: Whom It May Concern Date: June 27, 2014 The District of Columbia Water and Sewer Authority (DC Water) hereby represents that it has Add to Reading List Source URL: www.dcwater.com Language: English - Date: 2014-06-30 09:19:45 Financial economics Finance Financial system Public Financial Management Public finance Broker-dealer
758	Microsoft Word - mabarth2144.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-24 13:41:04 Financial markets Financial system United States securities law Fixed income market Stock market Regulation NMS Securities Exchange Act Broker-dealer Order United States Securities and Exchange Commission Financial economics Investment
759	Monthly Report Numbers[removed]xlsx Add to Reading List Source URL: www.ndbf.ne.gov Language: English - Date: 2014-09-25 13:13:35 Financial system Financial services Financial adviser Investment Financial Industry Regulatory Authority Investment Advisers Act Broker-dealer Registered Investment Advisor Financial economics United States securities law Finance
760	PUBLIC STARTUP COMPANY, INC. https://www.publicstartup.com 2360 Corporate Circle, Suite 400 Henderson, NV[removed]August 13, 2014 To: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-13 09:48:14 Financial regulation Short selling United States securities law Financial markets Broker-dealer U.S. Securities and Exchange Commission Blue sky law Security Securities fraud Financial economics Financial system Finance

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