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Finance / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial Industry Regulatory Authority / Net capital rule / Registered Investment Advisor / United States securities law / Financial economics / Financial system


OMB APPROVAL Form BDW OMB Number: [removed]
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Document Date: 2012-03-29 08:00:40

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File Size: 731,20 KB

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