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Notification and justification for the FSA’s requirements relating to client assets applicable to UK investment firms under Article 4 of Directive[removed]EC (“Level 2 Directive”) implementing Directive[removed]EC
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Document Date: 2014-11-12 08:15:43

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File Size: 148,18 KB

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City

London / /

Company

Lehman Brothers International / Lehman Brothers Bankhaus AG / /

Continent

Europe / /

Country

United Kingdom / /

Currency

USD / /

Event

Product Issues / Bankruptcy / Business Partnership / /

IndustryTerm

retail client / client bank account / prime brokerage / country bank / prime broker / client bank accounts / finance / bank / investment banking / investment bank / retail clients / /

Organization

LBIE’s administration / Financial Services Authority / FSA / LBIE administration / /

Position

prime broker / representative / compliance officer / director / senior manager / /

Product

client asset / client money protection / /

SocialTag