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Finance / Corruption / 73rd United States Congress / United States Securities and Exchange Commission / Insider trading / Securities Exchange Act / Hedge fund / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Financial economics / United States securities law / Investment


JUDGe ABRAMS Sanjay Wadhwa Attorney for Plaintiff SECURITIES AND EXCHANGE COMMISSION New York Regional Office Brookfield Place
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Document Date: 2013-11-21 13:53:20


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City

York / Santa Clara / Palo Alto / New York / San Jose / /

Company

Marvell Technology Group Ltd. / Spherix Capital LLC / /

Country

Bermuda / /

Currency

USD / /

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Event

M&A / Earnings Announcement / Employment Change / Judicial Event / /

IndustryTerm

communications division / prime broker / /

MarketIndex

NASDAQ 100 / /

Organization

SECURITIES AND EXCHANGE COMMISSION New York / UN Court / Securities and Exchange Commission / /

Person

Sam Miri / John Henderson / Far / Joseph Sansone / /

Position

Counsel / ChiefFinancial Officer / portfolio manager / interim chief financial officers / co-founder / director of distribution / York-based prime broker for clearing and settling the illegal trades / research consultant / officer / broker-dealer / broker dealer / director of any issuer / unregistered hedge fund investment adviser / manager at the hedge fund advisory firm / managing partner / portfolio manager and co-founder / JUDGe / permanent chief financial officer / designated broker-dealer / director of distribution / communications division / /

ProvinceOrState

New York / Delaware / California / /

Technology

semiconductor / integrated circuits / /

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