Bank of America Letter / Dealers / Wells Fargo / Regulations England / Feltl & Company Inc. / Bank of America Corporation / Investment Advisers / /
Country
United States / /
Currency
USD / / /
Event
Reorganization / /
Facility
Financial Services Institute / /
Organization
Federal Aviation Administration / Division of Investment Management / National Association of Personal Financial / Financial Planning Association / office of Investment Adviser Regulation / Securities Industry and Financial Markets Association / office of Management and Budget / Financial Services Institute / American Bar Association / Congress / National Archives and Records Administration / office of Compliance / Inspections and Examinations.32 One / office of Compliance Inspections and Examinations / Business Law’s Committee on Federal Regulation of Securities / Securities and Exchange Commission / /
Person
Elizabeth M. Murphy / Barnard Letter / Troy A. Paredes / Chris Barnard / Michael P. Huerta / Park / Kathleen L. Casey / Frank Act / Daniel S. Kahl / Vanessa M. Meeks / Elisse B. Walter / Sarah A. Buescher / Melissa S. Gainor / / /
Position
Enhancing Investment Adviser / Comptroller General of the United States / Acting Administrator / Advisors / broker / Branch Chief / additional adviser / Secretary / diversified broker-dealer / Assistant Director / Commissioner / Executive / investment adviser / investment adviser / including small entities / Attorney-Adviser / dealer / Private / Study Enhancing Investment Adviser / adviser / /