Reorganization / Person Communication and Meetings / /
Facility
harbor of Section / Financial Market Integrity CFA Institute / With headquarters / New York CFA Institute / CFA Institute / /
IndustryTerm
brokerage services / research services / eligible product / eligible products / research tool / /
Organization
Congress / CFA Institute / FSA / CFA Executive Director CFA Centre / Financial Services Authority / Practice CFA Centre / Securities and Exchange Commission / Financial Market Integrity CFA Institute / CFA Centre for Financial Market Integrity / NASD / New York CFA Institute / Association for Investment Management and Research / /
Person
Meyer Eisenberg / Jonathan G. Katz / Larry E. Bergmann / Robert E. Plaze / Jonathan A. Boersma / /
Position
Acting Director / Division of Investment Management Mr. Robert E. Plaze / Associate Director / Division of Investment Management / financial analyst / Director / Division / investment manager / manager in the investment decisionmaking process / manager / broker / Director / Standards / Acting Director / Division of Market Regulation Mr. Larry E. Bergmann / analyst / Chartered Financial Analyst / manager in the performance of their investment decision-making responsibilities / adviser / money manager / Acting Director / Division of Market Regulation / /