Thomson / LAC Minerals Ltd. / Torys LLP / Prudential-Bache Commodities Canada Ltd. / Securities Act (Alberta) R.S.A. / N/A Yes Likely CSA Dealer Investment fund / Hampton Securities Limited / Merrill Lynch Canada Inc. / Shelanu Inc. / International Corona Resources Ltd. / Arlington Securities Inc. / Print Three Franchising Corp. / CSA Investment fund / Yes IIROC Mutual fund / Nesbitt Burns Inc. / No No CSA It / Advising / Re Gordon-Daly Grenadier Securities / Kelly Peters & Associates Ltd. / TD Securities Inc. / Ontario Ltd. / RBC Dominion Securities / /
Country
Canada / Australia / United Kingdom / United States / /
Facility
Supreme Court / /
IndustryTerm
financial products / applicable corporate law / law fiduciary duty standard / law duty / investment products / law cause / civil law / law fiduciary duty / investment services / unqualified common law fiduciary duty / statutory and common law requirements / law fiduciary standard / policy solution / law practice / services / investment product / corporate law requirements / law fiduciary relationship / fiduciary law / /
MusicGroup
B.C. / /
NaturalFeature
Edward Island / /
Organization
Supreme Court / Australian Government / U.S. Securities and Exchange Commission / Hennick Centre for Business and Law / Manitoba Securities Commission / Investment Industry Regulatory Organization of Canada / European Union / Canadian Foundation for Advancement of Investor Rights / Ontario Securities Commission / York University / Canadian Committee on Mutual Funds and Investment Contracts / Mutual Fund Dealers Association of Canada / /
Person
Div / Ken Kivenko / Philip Anisman / Fiduciary Duty / Megan Harman / Alberta Act / Michael McKiernan / Raymonde Crête / Mark Vincent Ellis / Leonard I. Rotman / Geneviève Brisson / Mario Naccarato / Marc Lacoursière / Yvon Blais / Laura Paglia / Edward Waitzer / /
Position
Investment Executive / advisor / Prime Minister / broker / trustee / General / Make advisors / financial advisors / Professor / adviser /dealer / administrator / Scholarship plan dealer / representative / dealer / co-contractor / MFDA Exempt market dealer / Editor / Queen / portfolio manager / advisors / manager / adviser / dealer / director to a corporation / Adviser Portfolio manager / Governor / director / investment fund manager / Full-service investment dealer / securities lawyer / registered adviser / adviser / lawyer / /
ProgrammingLanguage
FP / /
ProvinceOrState
New Brunswick / Saskatchewan / Prince Edward Island / British Columbia / Nova Scotia / Ontario / Northwest Territories / Nunavut / Newfoundland / Manitoba / /
CSA Consultation Paper – The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients